It is a policy of mine to watch film versions before reading original novels, wherever possible. This is partly so that I can judge the films on their own merits, and partly because novels are almost always richer than films, so that reading the novel first results in disappointment with the adaptation because of all the things that the adaptation leaves out, while watching the film first gives me the chance to be delighted and surprised by the very same things. I feel that I experienced the different versions of the story in exactly the right order, so that it grew richer and more complex with each encounter.
-In the film Toby’s name is pronounced “Esterhaus” or “Esterhas”, while in the series it’s pronounced “Esterhazy”.
-There’s an error in the film which may or may not be deliberate: when Smiley picks up his post, he puts aside letters addressed to “Mrs Ann Smiley”. But Ann is from an aristocratic family and is properly addressed as “Lady Ann”. Probably this was changed to avoid confusion, because Smiley is definitely not an aristocrat and Ann is considerably more marginal in the film than in either the book or the series.
-The characters’ relative ages get muddled a great deal by both film and series. As far as I can tell, the ages go something like this (oldest to youngest):
The thing that surprised me about this when reading the novel was realising that a) Bill and Jim were undergraduates together at Oxford, and so must have been very close in age — I had somehow got the impression that Bill was older; and b) Percy is significantly younger than Smiley, young enough that he “missed the War”.
-The Christmas party scene was invented for the film and does not appear in either book or series. It’s a fine invention, which pulls together a number of elements that were threaded throughout the book — Bill’s affair with Ann and Smiley’s discovery of it, Bill’s relationship with Jim; most of all, it conveys the way things used to be in the Circus before Control was pushed out, the sense of friendliness and camaraderie between the people working there, all undermined by Bill’s duplicitousness.
-In the book and series, Operation Testify takes place in Czechoslovakia, in the woods near Brno. In the film, it takes place in Budapest. I’m not sure why. Perhaps because Toby Esterhase is Hungarian, and there is a short scene in which he is seen speaking Hungarian over the phone at the Circus; the screenwriters might have decided to relocate Testify in Budapest to make the viewers’ suspicions fall on Toby.
-In the book, Ricki Tarr meets Irina in Hong Kong; in the series, he meets her in Portugal; in the film, he meets her in Istanbul. I can’t imagine the kind of work a director would have to do to recreate the Hong Kong of 1973. I also can’t imagine that it would be worth it, since there’s not much about the Irina sequence that’s location-specific.
-Peter Guillam in the novel has a girlfriend, who causes him quite a bit of anguish; even though she never appears on-page, she’s very vividly sketched. In the series, we see no hint of him having any kind of sex life at all. In the film, he has an unnamed male lover whom he breaks up with after Smiley tells him he should assume he’s being watched. It’s a poignant moment, and works rather well as an indicator of the kind of personal price the agents of the Circus have to pay for their involvement in The Great Game, which is presumably why it was added — perhaps, also, to compensate for the loss of scenes and story elements contributing to that theme in the novel (of which more later).
-There’s a lot less detail on the characters of Percy’s inner circle; much less on Bill (of whom more later), and noticeably less on Roy and Toby. In the book (and less prominently in the series), Roy is a former socialist academic who still maintains some left-wing ideals; Toby is a curious character, a sharp-dressed polyglot with something of the conman about him, longing to be an English gentleman. In both book and series, Toby comes across as shifty and vaguely sleazy and obsequious, ambitious but not really bold enough to get what he truly wants, and very much aware of the fact that he’s being passed by younger and more able men. In the film, he seems more pathetic and cowardly than anything else.
-Connie in both book and series is a rather more colourful character than she is in the film. Even in the film she is eccentric, but in the book and series she’s positively dotty, an elderly alcoholic with a penchant for twee, childish turns of phrase and fits of odd nostalgia and melancholy from which it’s hard to shift her. Smiley is fond of her but also finds her rather irritating.
-Tufty Thesinger is not killed in the book or series.
-Two characters are conflated for the film: Sam Collins and Jerry Westerby. In fact, the character in the film with the name “Jerry Westerby” is basically Sam Collins from the book, and the actual character of Jerry Westerby is nowhere to be seen in the film. (That is: “Sam Collins” in the book and series is identical with “Jerry Westerby” in the film apart from his name.) I don’t know why they did that rather than just using Sam Collins and calling him Sam Collins. The Jerry Westerby of book and series is an alcoholic, formerly a Circus employee, now a sports journalist, an old friend of Smiley’s who passes on information he picked up from a Czech soldier about the presence of Russian forces in Brno on the night of Operation Testify.
Locations/Minor characters/Other small differences
-In the book and series, Operation Testify takes place in Czechoslovakia, in the woods near
Brno. In the film, it takes place in Budapest. I’m not sure why, other than the kind of
logistical reasons that might preclude filming in woods, or in the Czech Republic. The one
thought that occurs to me is that Toby Esterhase is Hungarian, and there is a short scene in
which he is seen speaking Hungarian over the phone at the Circus; the screenwriters might have
decided to relocate Testify in Budapest to make the viewers’ suspicions fall on Toby.
-In the book, Ricki Tarr meets Irina in Hong Kong; in both the series and the film, he meets
her in Istanbul. I can’t imagine the kind of work a director would have to do to recreate the
Hong Kong of 1973. I also can’t imagine that it would be worth it, since there’s not much about
the Irina sequence that’s location-specific.
-Two characters are conflated for the film: Sam Collins and Jerry Westerby. In fact, the
character in the film with the name “Jerry Westerby” is basically Sam Collins from the book,
and the actual character of Jerry Westerby is nowhere to be seen in the film. (That is: “Sam
Collins” in the book and series is identical with “Jerry Westerby” in the film apart from his
name.) I don’t know why they did that rather than just using Sam Collins and calling him Sam
Collins.
-Peter Guillam in the novel has a girlfriend (the most recent of many), who causes him quite a
bit of anguish; even though she never appears on-page, she’s very vividly sketched. In the
series, we see no hint of him having any kind of sex life at all. In the film, he has an
unnamed male lover whom he breaks up with after Smiley tells him he should assume he’s being
watched. It’s a poignant moment, and works rather well as an indicator of the kind of personal
price the agents of the Circus have to pay for their involvement in The Great Game, which is
presumably why it was added — perhaps, also, to compensate for the loss of scenes and story
elements contributing to that theme in the novel (of which more later).
-In the film, we (and Smiley, and presumably Peter and Control as well) are led to believe that
Jim Prideaux died during Operation Testify, so that a major clue that Testify was connected to
the mole comes in the form of a payment made to him after his supposed death. In both book and
series, it is known from the start that he was shot in the back but survived; the suspicious
fact is that he wasn’t properly debriefed after he was repatriated. It’s kind of a “fridge
logic” moment, but there’s something less than convincing about money being paid to Jim after
he was officially dead, under his usual workname, in such a way as to leave a record; it makes
the mole look sloppy and careless. The lack of a debriefing after Testify makes more sense; it
is still a bit suspicious, but could be explained away as being the result of the change of
leadership at the Circus, and the fact that Testify was an embarrassing failure.
-In the film, there’s no real clue as to how Jim Prideaux figured out that a) Bill Haydon was
the mole; b) he’d been caught; and c) he was being held at Sarratt. It’s likely that he would
have been able to figure out that if there really was a mole, it had to be Bill — although
that’s a lot clearer in the novel than either the series or the film — and (c) presumably
would follow from (b), in that he would have known that *if* Bill was caught, he’d be at
Sarratt. But how did he know that he’d been caught? It’s not at all clear. In the book, and to
a lesser extent the series, it’s made very clear that after Smiley came to Jim and found out
about “Tinker, Tailor”, Jim went to London and followed him until the night they managed to
trap Bill. Indeed, in the novel it’s also clear that Smiley feared for Bill’s safety and tried
to persuade the Circus to guard him carefully, and although he doesn’t spell it out even in his
own thoughts, it seems obvious that his reason for this was that he suspected Jim had followed
him and was waiting for a chance to strike.
-On that subject: book, series, and film all deal with Bill’s death differently. In the book,
Bill is found dead on a bench on the grounds at Sarratt, his neck broken (in the same way that
Jim broke the neck of an owl in Thursgood’s school earlier on); it’s suggested that he was
lured out by a note left in the pocket of a suit he had had sent out for cleaning. Thus it is
implied — not stated — that it was Jim who killed him, and that Bill went out knowingly to
meet him. In the series, we see Bill going to the bench with an air of trepidation, and we see
Jim speaking to him, and breaking his neck; he doesn’t resist, or try to avoid Jim, and his
death comes across as an execution. In the film, Jim shoots him from a distance with a sniper
rifle, a tear falling from his eye as he does so. On balance, I think I like the series’
version best. It’s got a kind of bittersweet intimacy. If you ever wondered whether these two
men loved each other, that final scene removes all doubt: not only did Jim love Bill, but Bill
(in his way) loved Jim, and when he realised that he had betrayed that love, and been caught in
his betrayal, he willingly paid the price.
-There’s a lot less detail on the characters of Percy’s inner circle; much less on Bill (of
whom more later), and noticeably less on Roy and Toby. In the book (and less prominently in the
series), Roy is a former socialist academic who still maintains some left-wing ideals; Toby is
a curious character, a sharp-dressed polyglot with something of the conman about him, longing
to be an English gentleman. Percy’s personality comes across pretty well in the film, although
some of the details naturally get lost — we do get a sense of his ambition, his self-
importance, and his Scots Presbyterian origins, and he definitely comes across as less clever
than he thinks he is.
-Connie in both book and series is a rather more colourful character than she is in the film.
Even in the film she is eccentric, but in the book and series she’s positively dotty, an
elderly alcoholic with a penchant for twee, childish turns of phrase and fits of odd nostalgia
and melancholy from which it’s hard to shift her. Smiley is fond of her but also finds her
rather irritating.
-The characters’ relative ages get muddled a great deal by both film and series. As far as I
can tell, the ages go something like this: Control is the oldest, about ten to fifteen years
older than Smiley. Connie is at least as old as Smiley, probably older. Smiley is roughly
contemporary with Bill, possibly a few years older. Bill was an undergraduate at Oxford
alongside Jim, so they have to be close in age — no more than two years between them, and I
would guess not even that much; if either of them is older, it’s probably Bill. We have a hard
absolute date to fix Jim’s age: he’s seen wearing an Oxford cricket jersey from 1938, so we
know he was up at Oxford that year, but we also know his studies were interrupted by the war
and he never finished his degree. That puts his year of birth at 1919, assuming he started
university at the age of 18, and sets his age during Operation Testify at 54. Toby is about the
same age as Smiley, perhaps a little younger. Percy is young enough that he “missed the War”,
which would set his date of birth at around 1928 or so — significantly younger than both Bill
and Smiley, which makes his rise to power all the more remarkable. Peter is probably about ten
years younger than Percy (young enough not to be considered of the same generation), and Ricki
is a little younger than Peter. I have no idea where Roy fits in. At a guess, I’d say he was
younger than Percy but older than Peter.
-It’s explicit in book, film, and series that Bill is bisexual; it’s not made completely
certain in any version of the story that he and Jim were lovers, but it is suggested most
strongly in the book, and least strongly in the film (so that at least some viewers came away
thinking that the implication may have been unintentional, or purely subtextual).
Ricki Tarr and Irina
This is probably the biggest, most obvious change from book to film (the series follows the
book very closely here). Film!Ricki has a very different personality from Book!Ricki; he has
none of the latter’s bluster and bravado, none of his duplicity or thuggishness. Needless to
say, we don’t get any hints of his background, which is complicated — in fact, most of the
book’s characters have complicated life stories that don’t survive the transition to the
screen.
The film handles his revelations about Irina differently from both book and series. In the book
and series, Ricki is being guarded at Lacon’s house when Peter calls on Smiley and drives him
there to hear Ricki’s story. (We don’t find out how Ricki contacted Lacon, or whether, in fact,
he contacted Lacon directly at all.) In the film, Ricki calls Lacon, tells him (off-screen)
that there’s a mole, then disappears for a while before showing up at Smiley’s house to tell
him about Irina. It’s not clear in the film whether Irina genuinely had information about the
mole. In fact, it looks like she didn’t (though she may have had other useful intelligence; we
don’t really find out), and Ricki made up the business about the mole for the telegram to the
Circus. Thus it wasn’t until Tufty Thesinger was killed and Irina was taken away by Moscow
Centre that he realised there actually *was* a mole.
By contrast, in the book and series, Irina definitely knew there was a mole, and knew his
codename (Gerald, which is not mentioned in the film), and knew he was being run by Karla, and
also knew the name of someone who had been involved (in a peripheral way) in feeding
intelligence to him. She kept a diary, in English, which she gave to Ricki and which Ricki
copied, bringing the copy to England. This was the information Smiley asked Connie Sachs to
corroborate; he wouldn’t have known what questions to ask if not for Irina’s diary. Irina, in
fact, gets quite badly sidelined by the film. In the book and series, when Ricki meets her she
is reading aloud from the Bible in English; she has quite strong religious feelings, which is
part of why she wants to get away from Boris and from the Soviet Union. Irina and Ricki’s
relationship in the book and series is really interesting. It’s left ambiguous as to whether or
to what degree Irina loves Ricki himself rather than what he represents, which is not just
freedom in the West, but the chance for an honest life. It’s equally ambiguous as to whether
Ricki loves Irina or is just using her — at first it seems like the latter, but then Ricki’s
guard reports that he’s been talking about Irina, planning to make a life with her; and when
Smiley hears that Irina has been shot by the KGB, he tells Peter not to tell Ricki.
In the film, Irina’s own beliefs and feelings don’t get an airing. She is abused by Boris, and
Ricki tries to offer a way out… and that’s all. This part of the story is handled very well,
with great economy and visual flair — the *Rear Window*-like setup of Ricki watching multiple
rooms from across the street with a telephoto lens is particularly clever. Yet reducing Irina
to an abused girlfriend looking for a rescuer both flattens her character and drains some of
the colour from the background conflict between East and West. The trouble with making a film
about a conflict that’s already ended is that you can get trapped by hindsight into forgetting
how difficult and fraught it was while it was happening; the collapse of the Soviet Union looks
inevitable now that it’s twenty years in the past, but it didn’t look inevitable in 1974. It
was possible in 1974 to believe that maybe the Soviet Union *would* bury the USA, or that the
simmering tensions would result in an eruption of overt hostilities. And so, when writing a
story about the Cold War while it was actually happening, a thoughtful author like Le Carré
would naturally try to offer insight into why an agent of the “other” side might want to
defect, rather than taking for granted that *naturally* they’d want to switch to our side
because our side is obviously better.
(Though I suppose you could read Irina’s plight as a metaphor for the plight of the people of
the Soviet Union, with Boris representing the Communist Party. That might be stretching it a
bit.)
In fact, this points up a problem with adapatations of novels in general and this novel in
particular: Irina in the book and series has her own story, and while we don’t get to see all
of it, we’re left in no doubt that it’s happening, off-stage, and has been for some time. Le
Carré is brilliant at this kind of thing. There is barely a tea-lady or a receptionist in TTSS
who doesn’t have a personality, an attitude, a *life* of his or her own. (See, for example,
Alwyn the effeminate Marine who mans the desk of the Circus archives, or Mrs McCraig the
disapproving Presbyterian who looks after the Witchcraft safe house.) This kind of detail is
very, very difficult to fit into a film without overbalancing the main plot. A lot of it was
sacrificed even in the series, which had a much broader canvas and could take the time to
linger over minor characters.
But returning to the differences: In both the book and the series, Ricki has a common-law wife
(unnamed) and a daughter called Danny. As well as wanting Irina to be brought out of Moscow, he
also wants Danny and her mother to be safe, though he handles that end of things by himself. He
does this by performing a complicated three-card-monte game with false passports to make it
seem that they’ve gone in one direction while actually sending them somewhere else, so that
both Moscow Centre and the Circus will look for him and his family in the wrong places. This,
of course, adds an extra layer of complexity to his relationship with Irina, because he has no
intention of dropping Danny’s mother.
In the book and series, this maneuver of Ricki’s gets noticed by the Circus and Peter gets
called in to a meeting just as he’s finished stealing the Testify file from the Circus
archives. At this point, Ricki has been AWOL for months and is officially listed as a defector,
so for his common-law wife and child to show up as travelling to England is distinctly
suspicious. In the film, Peter’s not stealing the Testify file but the duty roster for the
night Testify took place, and Percy is suspicious because Ricki Tarr’s own false passport has
shown up in Paris, along with a substantial sum of money in his bank account. This makes Peter
believe that Ricki is a plant from Moscow, and the talk of the mole is just a pack of lies. In
fact, the money is a smokescreen intended to throw doubt on Ricki’s testimony.